Latest Executive Alert


SEC Proposes Universal Proxy Ballot Rules (10/27/2016)

On October 26, 2016, the U.S. Securities and Exchange Commission proposed new proxy voting rules that would require public companies to provide universal proxy cards in contested board elections.

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Additional NIRI Executive Alerts


SEC Cracks Down on Non-GAAP Metrics (5/20/2016)

On May 17, 2016, the U.S. Securities and Exchange Commission issued new and revised Compliance & Disclosure Interpretations that relate to Regulation G and the reporting of non-GAAP financial measures by companies, and will have a significant impact on earnings releases.


Lawmakers Consider Bill to Regulate Proxy Advisors (5/18/2016)

On May 17, 2016, the U.S. House Financial Services Committee held a hearing on a draft bill, the “Proxy Advisory Firm Reform Act of 2016,” which would require the Securities and Exchange Commission to impose new registration and disclosure requirements on proxy advisory firms



Executive Alerts offer periodic and timely information on regulatory and compliance issues, delivering vital insight and guidance to NIRI members.

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